Financial Markets
Financial Markets Conduct Bill
10.05.2012
Commerce Committee
More about Financial Markets Conduct Bill »Draft Guidance Note: Effective Disclosure
10.05.2012
Financial Markets Authority
More about Draft Guidance Note: Effective Disclosure »Consultation on Effective Disclosure
09.03.2012
Financial Markets Authority
More about Consultation on Effective Disclosure »Financial Markets Authority levies discussion document - second submission
15.07.2011
Ministry of Economic Development
More about Financial Markets Authority levies discussion document - second submission »Financial Markets Authority levies discussion document - first submission
08.07.2011
Ministry of Economic Development
More about Financial Markets Authority levies discussion document - first submission »Draft amendments to the Securities Act (Registered Banks Futures Contracts) Exemption Notice 2007
20.06.2011
Financial Markets Authority
More about Draft amendments to the Securities Act (Registered Banks Futures Contracts) Exemption Notice 2007 »Proposed Standard Conditions for Qualifying Financial Entities (QFES)
19.11.2010
Securities Commission
More about Proposed Standard Conditions for Qualifying Financial Entities (QFES) »Financial Markets (Regulators and Kiwisaver) Bill
10.11.2010
Commerce Committee
More about Financial Markets (Regulators and Kiwisaver) Bill »Draft Financial Advisers (Disclosure) Regulations 2010
10.08.2010
Ministry of Economic Development
More about Draft Financial Advisers (Disclosure) Regulations 2010 »Draft Code of Professional Conduct for Authorised Financial Advisers
21.07.2010
Code Committee for Financial Advisers
More about Draft Code of Professional Conduct for Authorised Financial Advisers »